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| What Keeps You Up At Night?
Risk Management and Volunteer Programs |
Barbara Wentworth,
MS, Director of Community Building, United Way of York
County Kennebunk, Maine |
| From the AVA Member
Briefing 2004 Second Quarter |
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A volunteer is accused of molesting a child. Confidential
student records are released by a volunteer. A volunteer
driver has a car accident while transporting a client. As
the leader of a volunteer program, what keeps you up at
night?
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Risks abound in everyday life. From checking
the water temperature before stepping into the shower to looking
both ways prior to crossing the street, we live in a world
of risks and decisions each day. Linda Graff, an Ontario,
Canada based consultant, author and trainer notes, “How
we manage identified risks is the issue.” At its simplest,
“risk management is a discipline for identifying and
controlling risks that exist.”
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The basic steps of risk management include
identifying potential risks, assessing and prioritizing the
urgency of risks, developing strategies to control the risks,
creating a risk management plan, and following the plan. This
risk management cycle requires ongoing attention by volunteer
resources managers and their organizations.
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Where is the greater opportunity for risk
in a volunteer program? From Graff’s perspective, it
occurs primarily around the screening of volunteers—including
interviewing, reference checking, and appropriate placement.
“Organizations need to think carefully about what they
are asking volunteers to do and conduct an assessment of each
position,” she advises. From this assessment, the appropriate
screening can be designed.
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The degree of risk related to a volunteer’s
involvement is tied directly to the volunteer position. Within
a single organization, there can be a wide range of volunteer
related risk. For example, a residential program for special
needs children may have volunteer responsibilities that range
from working with children to landscaping duties.
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The depth of screening for these two positions
will and should vary. The extent of reference and record checks
would be highest for positions involving vulnerable populations
such as children or the elderly. The landscaping volunteer
position could require relatively less intensive screening.
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Training and supervision are critical for
all volunteer positions. Again, these needs will differ depending
on the position. At a minimum, all volunteers require an organizational
orientation, a review of position skills and responsibilities,
a briefing on policies and procedures, and a safety overview.
Ongoing supervision is another important link in the risk
management chain. Volunteers need to know what is expected
of them and if they are meeting the expectations. Avoid unintended
liability by providing explicit direction on what volunteers
can do and what is against organization policy.
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Volunteers also need to be aware of discipline
and dismissal policies. Program leaders need to act to remove
a volunteer when it is apparent the volunteer is inappropriate
for the position. These are the details that a risk management
assessment can bring to light. Then, appropriate policies
and procedures may be put in place to control, reduce, and/or
eliminate risk.
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Over time or out of necessity, volunteers
may switch positions or take on different responsibilities.
For Steve McCurley of VMSystems in Washington, USA, this "scope
creep" is a related and primary concern in volunteer resources
management. "We trust volunteers and may informally promote
them to other tasks and responsibilities they are not trained
to do or are not ready to do. Volunteers can quickly get out
of their element," McCurley says. This can put the volunteer
and others in higher risk situations.
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For a volunteer resources manager, it is
imperative that the screening procedures in place are indeed
followed. Personal knowledge of a volunteer or being pressed
for time may be tempting opportunities to forgo completing
the screening process, but both Graff and McCurley stress
the importance of sticking to the procedures. "Not following
the system is worse than doing nothing. its willful indifference,"
states McCurley.
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Even after engaging in all risk management
strategies, accidents can happen. McCurley notes that for
the program leader well versed in risk management, “You
will be able to hold up your end of a discussion if something
goes wrong.”
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In any volunteer endeavor, there is always
the need to measure the risk of volunteer involvement against
the benefits of going ahead. Strong risk management practices
move the primary focus from the risk of involving volunteers
to how the identified risks can be controlled and ultimately
if the organization or project is getting appropriate benefits
back from the volunteer effort.
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As Graff points out, “An organization
cannot manage the risks it does not identify.” Volunteer
resources managers are in an ideal position to educate others
within the organization about risk management. They can “engage
the eyes and years of all volunteers and paid staff to be
aware and to report situations of concern so something can
be done about it.”
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| For more information
on risk management, check out: |
Better Safe: Risk Management in Volunteer
Programs and Community Service by Linda L. Graff (2002).
Order from Linda Graff and Associates, Inc. http://www.lindagraff.ca
. (Other books by Graff also available on this website).
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| Community Service and Risk
Management Resources are available from the University
of Illinois Extension. http://www.urbanext.uiuc.edu/commservice/resources.html |
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Managing Volunteers, Balancing Risk
and Reward by Melanie Herman (2000) is offered by Nonprofits’
Insurance Alliance of California and Alliance of Nonprofits
for Insurance/Risk Retention Group. http://www.insurancefornonprofits.org
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Nonprofit Computer Assisted Risk Evaluation
System (Nonprofit CARES ™) is a web-based tool
designed specifically for nonprofits by the Nonprofit Risk
Management Center. It helps organizations evaluate risks and
learn how to protect clients and staff from harm. http://www.nonprofitcares.org/
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Nonprofit Risk Management center offers
a Volunteer Risk Management Tutorial, web-based seminars for
non profit staff and board members. The class book, No Surprises:
Harmonizing Risk and Reward in Volunteer Management, 3rd Edition/2004
is available for $15.00 at http://www.nonprofitrisk.org/
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