BEST  practices
   
What Keeps You Up At Night? Risk Management and Volunteer Programs
Barbara Wentworth, MS, Director of Community Building, United Way of York
County Kennebunk, Maine
From the AVA Member Briefing 2004 Second Quarter
 

A volunteer is accused of molesting a child. Confidential student records are released by a volunteer. A volunteer driver has a car accident while transporting a client. As the leader of a volunteer program, what keeps you up at night?


Risks abound in everyday life. From checking the water temperature before stepping into the shower to looking both ways prior to crossing the street, we live in a world of risks and decisions each day. Linda Graff, an Ontario, Canada based consultant, author and trainer notes, “How we manage identified risks is the issue.” At its simplest, “risk management is a discipline for identifying and controlling risks that exist.”

 
The basic steps of risk management include identifying potential risks, assessing and prioritizing the urgency of risks, developing strategies to control the risks, creating a risk management plan, and following the plan. This risk management cycle requires ongoing attention by volunteer resources managers and their organizations.
 

Where is the greater opportunity for risk in a volunteer program? From Graff’s perspective, it occurs primarily around the screening of volunteers—including interviewing, reference checking, and appropriate placement. “Organizations need to think carefully about what they are asking volunteers to do and conduct an assessment of each position,” she advises. From this assessment, the appropriate screening can be designed.

 
The degree of risk related to a volunteer’s involvement is tied directly to the volunteer position. Within a single organization, there can be a wide range of volunteer related risk. For example, a residential program for special needs children may have volunteer responsibilities that range from working with children to landscaping duties.
 
The depth of screening for these two positions will and should vary. The extent of reference and record checks would be highest for positions involving vulnerable populations such as children or the elderly. The landscaping volunteer position could require relatively less intensive screening.
 

Training and supervision are critical for all volunteer positions. Again, these needs will differ depending on the position. At a minimum, all volunteers require an organizational orientation, a review of position skills and responsibilities, a briefing on policies and procedures, and a safety overview. Ongoing supervision is another important link in the risk management chain. Volunteers need to know what is expected of them and if they are meeting the expectations. Avoid unintended liability by providing explicit direction on what volunteers can do and what is against organization policy.

 
Volunteers also need to be aware of discipline and dismissal policies. Program leaders need to act to remove a volunteer when it is apparent the volunteer is inappropriate for the position. These are the details that a risk management assessment can bring to light. Then, appropriate policies and procedures may be put in place to control, reduce, and/or eliminate risk.
 
Over time or out of necessity, volunteers may switch positions or take on different responsibilities. For Steve McCurley of VMSystems in Washington, USA, this "scope creep" is a related and primary concern in volunteer resources management. "We trust volunteers and may informally promote them to other tasks and responsibilities they are not trained to do or are not ready to do. Volunteers can quickly get out of their element," McCurley says. This can put the volunteer and others in higher risk situations.
 
For a volunteer resources manager, it is imperative that the screening procedures in place are indeed followed. Personal knowledge of a volunteer or being pressed for time may be tempting opportunities to forgo completing the screening process, but both Graff and McCurley stress the importance of sticking to the procedures. "Not following the system is worse than doing nothing. its willful indifference," states McCurley.
 
Even after engaging in all risk management strategies, accidents can happen. McCurley notes that for the program leader well versed in risk management, “You will be able to hold up your end of a discussion if something goes wrong.”
 
In any volunteer endeavor, there is always the need to measure the risk of volunteer involvement against the benefits of going ahead. Strong risk management practices move the primary focus from the risk of involving volunteers to how the identified risks can be controlled and ultimately if the organization or project is getting appropriate benefits back from the volunteer effort.
 
As Graff points out, “An organization cannot manage the risks it does not identify.” Volunteer resources managers are in an ideal position to educate others within the organization about risk management. They can “engage the eyes and years of all volunteers and paid staff to be aware and to report situations of concern so something can be done about it.”
 
For more information on risk management, check out:
Better Safe: Risk Management in Volunteer Programs and Community Service by Linda L. Graff (2002). Order from Linda Graff and Associates, Inc. http://www.lindagraff.ca . (Other books by Graff also available on this website).
 
Community Service and Risk Management Resources are available from the University of Illinois Extension. http://www.urbanext.uiuc.edu/commservice/resources.html
 
Managing Volunteers, Balancing Risk and Reward by Melanie Herman (2000) is offered by Nonprofits’ Insurance Alliance of California and Alliance of Nonprofits for Insurance/Risk Retention Group. http://www.insurancefornonprofits.org
 
Nonprofit Computer Assisted Risk Evaluation System (Nonprofit CARES ™) is a web-based tool designed specifically for nonprofits by the Nonprofit Risk Management Center. It helps organizations evaluate risks and learn how to protect clients and staff from harm. http://www.nonprofitcares.org/
 
Nonprofit Risk Management center offers a Volunteer Risk Management Tutorial, web-based seminars for non profit staff and board members. The class book, No Surprises: Harmonizing Risk and Reward in Volunteer Management, 3rd Edition/2004 is available for $15.00 at http://www.nonprofitrisk.org/
 
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